Bearing Capacity: Every Term Precisely Defined
Soil bearing capacity is the ability of soil to safely carry the loads transferred to it from a foundation without shear failure of the soil mass or excessive settlement of the structure. It is expressed as pressure (kPa, kN/m², or tsf). Two criteria must always be checked independently: (1) shear failure, and (2) settlement. The more critical governs the final footing size.
Three Shear Failure Modes: Theory, Diagrams & Criteria
General Shear Failure
Dense/stiff soils (Dr > 67%, stiff clay). Continuous failure surface to ground; sharp load-settlement peak; heave on both sides. Terzaghi formula applies directly.
Local Shear Failure
Medium soils (Dr 35-67%). Failure zone does not reach surface. Large settlement before failure; slight heave. Use reduced c* = 0.67c, tan(phi*) = 0.67tan(phi) in Terzaghi.
Punching Shear Failure
Very loose/soft soils (Dr < 35%) or deep footings. No defined failure surface; footing punches down; no heave. Vesic/Meyerhof depth factors correct for this.
| Failure Mode | Soil Condition | SPT N (sand) | Dr (sand) | Load-Settlement Curve | Surface Heave | Formula Applicability |
|---|---|---|---|---|---|---|
| General Shear | Dense sand, stiff clay | >30 | >67% | Sharp peak, sudden drop | Pronounced both sides | Terzaghi, Meyerhof, Hansen, Vesic directly |
| Local Shear | Medium dense sand, medium clay | 10 to 30 | 35 to 67% | Gradual; no clear peak | Slight | Terzaghi: c* = 0.67c; phi* = arctan(0.67tan phi) |
| Punching Shear | Loose sand, soft clay; deep footings | <10 | <35% | Continuous settlement; no peak | None | Meyerhof/Vesic depth and compressibility factors |
Factors Affecting Soil Bearing Capacity
| Factor | Symbol | Effect on $q_u$ | Quantitative Impact | Design Note |
|---|---|---|---|---|
| Cohesion | $c$ (kPa) | Direct proportional: $c \cdot N_c$ term | Each +1 kPa cohesion adds $N_c$ kPa; e.g. at phi=30 deg, Nc=30: each +1 kPa c adds 30 kPa to qu | Undrained phi=0: qu = 5.14cu (strip). Measure cu from UU triaxial or vane shear |
| Friction angle | phi (degrees) | Exponential via Nq and Ngamma | phi: 30 to 35 deg doubles Nq; nearly triples Ngamma | Use drained phi' (CD triaxial) for long-term; undrained phi_u=0 for short-term saturated clay |
| Unit weight | gamma (kN/m3) | Affects overburden q and Ngamma B term | Above GWT: 18 to 21; below GWT: buoyant gamma' = gamma_sat - 9.81 approx 8 to 11 | Use gamma' below groundwater table in both q and gamma B terms |
| Foundation depth | Df (m) | Increases overburden q = gamma x Df; Nq term grows | Doubling Df roughly doubles q term contribution to qu | Min. Df per IS 1080: 0.5 to 1.0 m; deeper = higher capacity but higher cost |
| Foundation width | B (m) | Increases Ngamma x B term; for clay (phi=0): no effect | Sand: wider footing has higher qu. Clay: qu independent of B (only load capacity = qu x B x L scales) | Clay: increasing B improves settlement capacity; does not change unit bearing capacity |
| Footing shape | B/L | Shape factors sc, sq, sgamma modify each term | Square vs strip: sc increases from 1.0 to 1.3; sgamma decreases from 1.0 to 0.8 | Always apply shape factors for non-strip footings; strip is most conservative for qu per unit area |
| Groundwater table | dw (m) | Reduces effective unit weight below GWT | GWT at footing level: qu reduced 35 to 55% for typical sand vs deep GWT | Three correction cases based on GWT position relative to Df and B; see GWT section |
| Load inclination | alpha (deg) | Inclination factors ic, iq, igamma reduce qu | alpha=20 deg: capacity reduced 30 to 60% depending on soil | Apply for any lateral load: wind, seismic, earth pressure on basement walls |
| Ground slope | beta (deg) | Ground inclination factors gc, gq, ggamma (Hansen) | 10 deg slope: reduces qu 15 to 30% | Footings on embankments or near excavations; check proximity-to-slope stability |
Terzaghi's Bearing Capacity Theory: Full Equations, Factors & Mechanism
Karl Terzaghi (1943) was the first to propose a rigorous analytical method for the ultimate bearing capacity of a shallow footing. His assumptions: (1) general shear failure; (2) soil above the foundation base acts as a surcharge only ($q = \gamma D_f$, not as soil with shear strength); (3) rough footing base; (4) failure mechanism has three zones: Zone I (elastic wedge at angle phi beneath footing), Zone II (radial shear zone, logarithmic spiral boundary), Zone III (Rankine passive zone).
| phi (deg) | Nc (Terzaghi) | Nq | Ngamma (approx.) | Soil Description |
|---|---|---|---|---|
| 0 | 5.7 | 1 | 0 | Saturated clay, undrained (phi=0) |
| 5 | 7.34 | 1.57 | 0.07 | Soft clay |
| 10 | 9.61 | 2.47 | 0.37 | Firm clay |
| 15 | 12.86 | 3.94 | 1.1 | Medium clay |
| 20 | 17.69 | 6.4 | 2.87 | Stiff clay / very loose sand |
| 25 | 25.13 | 10.66 | 6.77 | Loose to medium sand |
| 28 | 31.61 | 14.72 | 11.19 | Medium sand |
| 30 | 37.16 | 18.4 | 15.1 | Medium-dense sand |
| 32 | 44.04 | 23.18 | 20.79 | Dense sand |
| 35 | 57.75 | 33.3 | 33.92 | Very dense sand / dense gravel |
| 38 | 73.03 | 48.93 | 52.19 | Dense gravel |
| 40 | 95.67 | 64.2 | 73.4 | Very dense gravel |
| 45 | 172.29 | 134.87 | 192 | Rock-like dense gravel |
Meyerhof's Theory: Shape, Depth & Inclination Factors
G.G. Meyerhof (1951, 1963) extended Terzaghi's formula by rigorously incorporating shape factors, depth factors, and inclination factors into a unified general equation. His $N_q$ and $N_c$ are derived analytically from the Prandtl logarithmic spiral mechanism and are considered more accurate than Terzaghi's. Meyerhof's method is the basis for most North American practice (FHWA GEC No.6, AASHTO).
| Shape Factors (Meyerhof) | Depth Factors (Meyerhof, Df/B) | Inclination Factors (Meyerhof) | ||||||
|---|---|---|---|---|---|---|---|---|
| Factor | phi = 0 | phi > 10 deg | Factor | phi = 0 | phi > 10 deg | Factor | Expression | Notes |
| $s_c$ | $1 + 0.2\,B/L$ | $1 + 0.2\,(B/L)\,N_\phi$ | $d_c$ | $1 + 0.2\,(D_f/B)$ | $1 + 0.2\,(D_f/B)\sqrt{N_\phi}$ | $i_c$ | $(1 - \alpha/90)^2$ | alpha = load inclination from vertical (deg) |
| $s_q$ | 1.0 | $1 + 0.1\,(B/L)\,N_\phi$ | $d_q$ | 1.0 | $1 + 0.1\,(D_f/B)\sqrt{N_\phi}$ | $i_q$ | $(1 - \alpha/90)^2$ | Same as ic for phi > 0 |
| $s_\gamma$ | 1.0 | $1 + 0.1\,(B/L)\,N_\phi$ | $d_\gamma$ | 1.0 | $1 + 0.1\,(D_f/B)\sqrt{N_\phi}$ | $i_\gamma$ | $(1 - \alpha/\phi)^2$ | i-gamma = 0 when alpha >= phi |
| $N_\phi = \tan^2(45 + \phi/2)$. For square/circle: $B/L = 1$. For strip: $B/L = 0$ (all shape factors = 1.0). | ||||||||
Hansen's Method: Full Factor Set Including Base & Ground Slope
J. Brinch Hansen (1970) published the most comprehensive bearing capacity formulation. Beyond Meyerhof's factors, he added base inclination factors ($b_c$, $b_q$, $b_\gamma$) for tilted footing bases, and ground inclination factors ($g_c$, $g_q$, $g_\gamma$) for footings on sloping ground. Hansen's depth factors differ from Meyerhof's and are more accurate for deep footings ($D_f/B > 1$). Hansen's method is the basis of Eurocode 7 Annex D.
| Factor Group | Factor | Expression | Notes / Conditions |
|---|---|---|---|
| Shape | $s_c$ | $1 + (N_q/N_c)\,(B/L)$ for phi > 0; $\;1 + 0.2\,B/L$ for phi = 0 | For square: B/L = 1; strip: B/L = 0 |
| $s_q$ | $1 + (B/L)\tan\phi$ | phi > 0 only | |
| $s_\gamma$ | $1 - 0.4\,(B/L)$ | Minimum 0.6; for strip: 1.0 | |
| Depth (k = Df/B if Df/B ≤ 1; k = arctan(Df/B) in rad if Df/B > 1) | $d_c$ | $1 + 0.4\,k$ for phi > 0; $1 + 0.4\arctan(D_f/B)$ for phi = 0 | More accurate than Meyerhof for deep footings |
| $d_q$ | $1 + 2\tan\phi\,(1-\sin\phi)^2\,k$ | Same k definition | |
| $d_\gamma$ | 1.0 (always) | Hansen sets depth factor for gamma term to 1.0 | |
| Inclination (QH = horiz. load; QV = vert. load; A = base area; m = (2+B/L)/(1+B/L) for load along B) | $i_c$ | $i_q - (1-i_q)/(N_q-1)$ for phi > 0; $\;1 - m\,Q_H/(A\,c\,N_c)$ for phi = 0 | Must satisfy QH < QV tan(phi) + cA |
| $i_q$ | $(1 - Q_H/(Q_V + A\,c\cot\phi))^m$ | Use m = mB or mL depending on load direction | |
| $i_\gamma$ | $(1 - Q_H/(Q_V + A\,c\cot\phi))^{m+1}$ | = 0 when phi = 0 | |
| Base inclination (psi = base tilt from horizontal, radians) | $b_c$ | $1 - 2\psi/(2+\pi)$ for phi > 0; $\;1 - \psi/147°$ for phi = 0 | psi in radians in formula |
| $b_q = b_\gamma$ | $(1 - \psi\tan\phi)^2$ | Positive psi tilts toward direction of horizontal load | |
| Ground slope (beta = slope angle from horizontal, radians) | $g_c$ | $1 - 2\beta/(2+\pi)$ for phi > 0; $\;1 - \beta/147°$ for phi = 0 | For footing on inclined ground surface |
| $g_q = g_\gamma$ | $(1 - \tan\beta)^2$ | beta in radians in formula |
Vesic's Method: Revised $N_\gamma$ and Soil Compressibility Correction
A.S. Vesic (1973, 1975) refined Hansen's framework by revising $N_\gamma$ and introducing a soil compressibility correction factor ($I_{rc}$) for loose or soft soils where local/punching shear governs. Vesic's shape factors closely follow Hansen's. His method is widely used in US practice (AASHTO LRFD, FHWA).
| phi (deg) | Nc (all theories) | Nq (all) | Ngamma Hansen | Ngamma Vesic | Ngamma Meyerhof |
|---|---|---|---|---|---|
| 0 | 5.14 | 1 | 0 | 0 | 0 |
| 5 | 6.49 | 1.57 | 0.09 | 0.45 | 0.07 |
| 10 | 8.35 | 2.47 | 0.47 | 1.22 | 0.37 |
| 15 | 10.98 | 3.94 | 1.42 | 2.49 | 1.1 |
| 20 | 14.83 | 6.4 | 3.54 | 3.64 | 2.87 |
| 25 | 20.72 | 10.66 | 8.11 | 6.77 | 6.77 |
| 30 | 30.14 | 18.4 | 15.07 | 22.4 | 15.67 |
| 35 | 46.12 | 33.3 | 33.92 | 48.03 | 33.92 |
| 40 | 75.31 | 64.2 | 79.54 | 109.41 | 73.4 |
| 45 | 133.88 | 134.87 | 200.81 | 271.76 | 192 |
Groundwater Table Correction: Three Cases Fully Explained
The groundwater table (GWT) reduces the effective unit weight of saturated soil below it to the buoyant value: $\gamma' = \gamma_{sat} - \gamma_w \approx 8$ to $11\;\text{kN/m}^3$ (roughly half of moist unit weight). This affects two separate terms in the bearing capacity equation: the overburden term $q = \gamma D_f$ and the self-weight term $\frac{1}{2}\gamma B N_\gamma$. Three cases are defined by depth of GWT relative to $D_f$ and footing width $B$.
| Case | GWT Location | Overburden term $q = \gamma D_f$ | Self-weight term $\frac{1}{2}\gamma B N_\gamma$ |
|---|---|---|---|
| Case 1 | GWT at or above ground surface (dw = 0) | Use gamma' throughout: q = gamma' x Df | Use gamma' in place of gamma |
| Case 2 | GWT exactly at footing base (dw = Df) | No change: q = gamma x Df (gamma above GWT is full) | Use gamma' in place of gamma |
| Case 3 | GWT within B below footing base (Df < dw < Df + B) | No change: q = gamma x Df | Use interpolated gamma-bar (see formula below) |
| Case 4 | GWT deeper than Df + B below surface | No change | No change; GWT has no effect on qu |
Quantitative impact example: For a 2.0 m square footing at Df = 1.5 m in medium dense sand (phi = 32 deg, gamma = 19 kN/m3, gamma' = 9.5 kN/m3): GWT well below (Case 4): qu = 1,380 kPa. GWT at foundation level (Case 2): qu = 980 kPa. GWT at ground surface (Case 1): qu = 620 kPa. Conclusion: GWT can reduce qu by 35 to 55%. Always determine GWT during site investigation and recheck bearing capacity seasonally if GWT fluctuates.
Special Cases: Saturated Clay, Eccentric Load, Two-Layer Soil
Field Determination: SPT, CPT and Plate Load Test
Standard Penetration Test (SPT)
The SPT (ASTM D1586 / IS 2131) is the most widely used in-situ test worldwide. A 51 mm split-spoon sampler is driven 450 mm into the borehole by a 63.5 kg hammer falling 762 mm; the blow count for the last 300 mm is recorded as the raw N-value. Raw N is corrected to $N_{60}$ (standardised to 60% energy) and then $(N_1)_{60}$ (overburden-corrected to 100 kPa reference) before use in correlations.
| $N_{60}$ | Sand Classification | phi' estimate | $q_a$ for 25 mm settlement (kPa) | Clay Classification | $c_u$ estimate (kPa) |
|---|---|---|---|---|---|
| 0 to 4 | Very loose | 25 to 28 deg | 0 to 50 | Very soft | 0 to 25 |
| 5 to 10 | Loose | 28 to 30 deg | 50 to 100 | Soft | 25 to 50 |
| 11 to 20 | Medium dense | 30 to 35 deg | 100 to 200 | Medium stiff | 50 to 100 |
| 21 to 30 | Dense | 35 to 40 deg | 200 to 300 | Stiff | 100 to 200 |
| 31 to 50 | Very dense | 38 to 43 deg | 300 to 500 | Very stiff | 200 to 400 |
| >50 | Rock-like / cemented | >43 deg | >500 | Hard | >400 |
Cone Penetration Test (CPT)
The CPT (ASTM D3441 / IS 4968 Part III) pushes a 10 cm² cone at 20 mm/s and continuously measures tip resistance $q_c$ (MPa), sleeve friction $f_s$ (kPa), and pore pressure $u_2$ (kPa). The friction ratio $F_r = f_s/q_c \times 100\%$ is used for soil classification. CPT gives a continuous profile without sampling disturbance.
Plate Load Test (PLT)
The PLT (IS 1888 / ASTM D1194) places a rigid steel plate (typically 300 to 600 mm square) at the proposed foundation level and applies incremental loads while measuring settlement. A load-settlement curve is plotted; $q_u$ from the plate is defined at the intersection of two tangents drawn to the bilinear curve.
IS 6403, AASHTO, Eurocode 7: Requirements and FoS
| Standard | Country | Recommended Theory | FoS (Shear) | Settlement Limit (isolated) | Key Distinguishing Feature |
|---|---|---|---|---|---|
| IS 6403:1981 | India | Terzaghi for simple cases; Hansen for inclined/eccentric | 2.5 to 3.0 (net qu) | 25 mm sand; 40 mm clay (IS 1904) | Specific GWT correction rules; presumptive BC table; widely used in Indian practice |
| IS 1904:1986 | India | Settlement criteria companion to IS 6403 | Referenced from IS 6403 | 25/40/65 mm (sand/clay/raft); diff.: 18 to 25 mm | Governs most Indian foundation design; differential settlement limits are critical |
| FHWA GEC No. 6 (2006) | USA | Meyerhof shape/depth; Vesic Ngamma | 2.5 to 3.5 (net qu) | 25 to 50 mm | Standard US reference for shallow foundations; detailed factor tables |
| AASHTO LRFD 9th Ed. | USA (bridges) | Meyerhof/Vesic; LRFD resistance factors | phi_bc = 0.50 (equivalent FoS ~2.0 to 2.5) | Structure-specific; typically 25 mm | Load and Resistance Factor Design; separate factors per limit state |
| Eurocode 7 (EN 1997-1:2004) | Europe | Hansen (Annex D); Design Approaches 1, 2, or 3 | Partial factors: gamma_c = 1.25 (GEO) | S4 performance class; structure-specific | Partial material and load factors; three Design Approaches per National Annex |
| BS 8004:2015 | UK | Hansen; references EC7 DA1 | EC7 partial factors | 25 to 50 mm guidance | Supersedes BS 8004:1986 presumptive BC tables; aligned with EC7 |
| NBC 105:2020 | Nepal | IS 6403 methods + NBC seismic load combinations | 2.5 to 3.0 | Per IS 1904 | Seismic zone factor reduces allowable BC; NBC seismic provisions mandatory |
IS 6403 presumptive bearing capacity values (Table 1) for preliminary design only: Soft/medium clay 50 to 100 kPa. Stiff clay 100 to 200 kPa. Hard clay 200 to 400 kPa. Loose sand 100 kPa. Medium sand 100 to 200 kPa. Dense sand 200 to 400 kPa. Gravel 400 to 600 kPa. Weathered rock 600 to 2,000 kPa. These are gross allowable pressures. Never use for final design of any structure requiring a proper geotechnical investigation.
Complete Worked Example: Square Footing by Meyerhof (IS 6403)
Problem: A 2.0 m x 2.0 m square footing is to be placed at $D_f = 1.5$ m in medium dense sandy soil. Soil: $c = 0$, $\phi = 30°$, $\gamma = 18$ kN/m³, $\gamma_{sat} = 19.5$ kN/m³. The groundwater table is at 3.0 m below ground surface (1.5 m below footing base; $B = 2.0$ m: Case 3 GWT correction). Vertical central load only. Required: (1) $q_u$ by Meyerhof; (2) $q_{nu}$; (3) $q_a$ with $F_s = 3.0$; (4) allowable column load.
Step-by-Step Solution
Meyerhof bearing capacity factors at phi = 30 deg:
$N_q = e^{\pi\tan 30°}\tan^2(60°) = e^{1.8138} \times 3.0 = 6.115 \times 3.0 = \mathbf{18.40}$
$N_c = (18.40 - 1)\cot 30° = 17.40 \times 1.732 = \mathbf{30.14}$
$N_\gamma = (N_q-1)\tan(1.4\phi) = 17.40 \times \tan 42° = 17.40 \times 0.9004 = \mathbf{15.67}$ (Meyerhof)
Groundwater correction (Case 3: GWT between Df and Df + B):
$d_w = 3.0$ m; $D_f = 1.5$ m; $d_w - D_f = 1.5$ m; $B = 2.0$ m; $1.5 < 2.0$ so Case 3 applies.
$\gamma' = 19.5 - 9.81 = 9.69$ kN/m³
Overburden: all soil above footing base is above GWT → $q = 18 \times 1.5 = \mathbf{27.0}$ kPa (no GWT correction on $q$ term).
Interpolated unit weight for $\frac{1}{2}\gamma B N_\gamma$ term:
$\bar\gamma = 9.69 + \frac{1.5}{2.0}(18.0 - 9.69) = 9.69 + 6.23 = \mathbf{15.92}$ kN/m³
Shape factors (Meyerhof, square: B/L = 1.0):
$N_\phi = \tan^2(45 + 15°) = \tan^2 60° = 3.0$
$s_c = 1 + 0.2 \times 1.0 \times 3.0 = \mathbf{1.60}$
$s_q = 1 + 0.1 \times 1.0 \times 3.0 = \mathbf{1.30}$
$s_\gamma = 1 + 0.1 \times 1.0 \times 3.0 = \mathbf{1.30}$
Depth factors (Meyerhof, Df/B = 1.5/2.0 = 0.75):
$d_c = 1 + 0.2 \times 0.75 \times \sqrt{3.0} = 1 + 0.2 \times 0.75 \times 1.732 = 1 + 0.260 = \mathbf{1.260}$
$d_q = 1 + 0.1 \times 0.75 \times 1.732 = 1 + 0.130 = \mathbf{1.130}$
$d_\gamma = 1 + 0.1 \times 0.75 \times 1.732 = \mathbf{1.130}$
Inclination factors: Vertical central load only → $i_c = i_q = i_\gamma = \mathbf{1.0}$
Ultimate bearing capacity ($c = 0$, first term vanishes):
$q_u = q\,N_q\,s_q\,d_q\,i_q + \tfrac{1}{2}\,\bar\gamma B\,N_\gamma\,s_\gamma\,d_\gamma\,i_\gamma$
$= 27.0 \times 18.40 \times 1.30 \times 1.130 + 0.5 \times 15.92 \times 2.0 \times 15.67 \times 1.30 \times 1.130$
$= 27.0 \times 27.03 + 0.5 \times 15.92 \times 2.0 \times 23.03$
$= 729.8 + 367.4$
$q_u = \mathbf{1{,}097}$ kPa
Net ultimate bearing capacity:
$q_{nu} = q_u - \gamma D_f = 1{,}097 - 18 \times 1.5 = 1{,}097 - 27.0 = \mathbf{1{,}070}$ kPa
Allowable bearing pressure ($F_s = 3.0$ per IS 6403):
$q_a = q_{nu}/F_s + \gamma D_f = 1{,}070/3.0 + 27.0 = 356.7 + 27.0 = \mathbf{384}$ kPa
Total allowable column load on the 2.0 m x 2.0 m footing:
$Q_{allow} = q_a \times B \times L = 384 \times 2.0 \times 2.0 = 1{,}536$ kN (total, including footing self-weight).
Footing self-weight + backfill: $W_f \approx 2.0 \times 2.0 \times 1.5 \times 24 = 144$ kN.
Net structural column load: $\approx 1{,}536 - 144 = \mathbf{1{,}392}$ kN.
Always check settlement separately; if settlement exceeds permissible limit, $q_a$ must be reduced to the settlement-limited value.
Settlement Criteria and Calculation Methods
Total foundation settlement = Immediate (elastic) settlement $S_i$ + Primary consolidation $S_c$ + Secondary compression $S_s$. For sands and gravels, $S_i$ dominates (drainage is fast; $S_c$ and $S_s$ negligible). For soft to medium clays, $S_c$ dominates and may continue for years to decades.
| Foundation Type | Soil | Max. Total Settlement | Max. Differential Settlement | Standard |
|---|---|---|---|---|
| Isolated footing | Sand and gravel | 25 mm | 18 mm | IS 1904; IS 6403; FHWA |
| Isolated footing | Clay | 40 mm (up to 65 mm with caution) | 25 mm | IS 1904 |
| Raft foundation | Sand | 50 mm | 25 mm | IS 1904 |
| Raft foundation | Clay | 65 to 100 mm | 40 to 65 mm | IS 1904 |
| Frame structure | Any | 25 to 50 mm | L/500 (angular distortion) | Eurocode 7; AASHTO |
| Sensitive machinery | Any | 5 to 10 mm | 2 to 5 mm | Project-specific |
Why settlement often governs over shear: For most practical footings on loose sand or clay, the allowable bearing pressure derived from settlement limits (25 mm on sand, 40 mm on clay) is typically 100 to 200 kPa, which is well below the safe bearing capacity from shear analysis (often 300 to 600 kPa). This means the footing must be sized to keep contact pressure below 100 to 200 kPa, not the 300 to 600 kPa the soil could resist in shear. Always check both criteria and use the lower governing value.
Ultimate Bearing Capacity Calculator (Meyerhof / Terzaghi)
Frequently Asked Questions
1. What is the difference between gross, net, safe, and allowable bearing capacity?
These four terms represent a sequence from theoretical maximum to practical design value. Gross ultimate bearing capacity (qu) is the total contact pressure at the foundation base at which shear failure occurs; it is calculated directly from Terzaghi, Meyerhof, Hansen, or Vesic equations. Net ultimate bearing capacity (qnu) subtracts the pre-existing overburden stress at foundation depth (gamma x Df), representing only the additional stress beyond what was already in the ground before construction. Safe bearing capacity (qs) divides gross qu by a factor of safety (typically 2.5 to 3.0) against shear failure. Allowable bearing pressure (qa) is the final design value: the smaller of the net safe bearing capacity plus overburden (shear criterion) and the contact pressure that limits settlement to permissible values. For most foundations on clay or loose-medium sand, settlement governs and qa is the settlement-limited pressure.
2. What are Nc, Nq, and Ngamma in bearing capacity equations?
Nc, Nq, and Ngamma are dimensionless bearing capacity factors representing the contributions of soil cohesion, overburden pressure, and soil self-weight respectively. They are purely functions of friction angle phi and come from the theoretical failure mechanism. Nq represents the surcharge resistance; it equals 1.0 for phi = 0 (no frictional contribution). Nc represents cohesive resistance; its exact value for phi = 0 is pi + 2 = 5.14 (Prandtl 1920 exact solution). Ngamma represents the resistance from soil self-weight below the footing; it is 0 for phi = 0. All three increase rapidly with phi: at phi = 30 degrees, Nq is approximately 18, Nc approximately 30, and Ngamma approximately 15 to 22 depending on the source (Hansen vs Vesic). The exponential sensitivity to phi means accurate determination of friction angle is the most critical input to bearing capacity analysis.
3. Why does the groundwater table reduce bearing capacity and by how much?
Bearing capacity depends on effective stress in the soil skeleton. Below the groundwater table, soil is buoyant; its effective unit weight drops from approximately 18 to 20 kN/m3 to approximately 8 to 11 kN/m3 (roughly halved). This reduction affects two terms in the bearing capacity equation: the overburden term (q = gamma x Df) and the soil self-weight term (0.5 x gamma x B x Ngamma). For a typical medium-dense sand, raising the groundwater table from deep below the footing to the footing base level reduces ultimate bearing capacity by approximately 30 to 50 percent. For a further rise to ground surface, reduction can reach 55 percent. Three correction cases apply: Case 1 with GWT at or above ground surface uses buoyant unit weight throughout; Case 2 with GWT at footing level uses full unit weight for the q term only; Case 3 with GWT within depth B below the footing uses interpolated unit weight for the self-weight term. If GWT is deeper than B below the footing base, no correction is needed.
4. What factor of safety is appropriate for bearing capacity design?
IS 6403 recommends a factor of safety of 2.5 to 3.0 applied to the net ultimate bearing capacity. The choice within this range depends on: quality of soil investigation (more tests = lower FoS needed); soil variability (uniform deposit allows lower FoS); structure importance (critical structures use FoS 3.0); construction quality control; and load reliability (well-defined loads allow lower FoS). A FoS of 3.0 is used for most routine building foundations in India. AASHTO LRFD bridge design uses resistance factors (phi = 0.45 to 0.50 for bearing), equivalent to FoS approximately 2.0 to 2.5. Eurocode 7 uses partial factors on material properties rather than a single overall FoS. Important: the FoS addresses shear failure only; settlement must be checked independently with its own permissible limits.
5. What is Terzaghi formula for strip, square, circular, and rectangular footings?
Terzaghi (1943) gave separate equations for each shape. Strip footing: qu = c x Nc + q x Nq + 0.5 x gamma x B x Ngamma. Square footing: qu = 1.3 x c x Nc + q x Nq + 0.4 x gamma x B x Ngamma. Circular footing of diameter B: qu = 1.3 x c x Nc + q x Nq + 0.3 x gamma x B x Ngamma. Rectangular footing: qu = (1 + 0.3B/L) x c x Nc + q x Nq + (1 - 0.2B/L) x 0.5 x gamma x B x Ngamma. The empirical shape multipliers 1.3 for Nc and 0.3 to 0.4 for Ngamma capture the 3D effect of confined failure zones under non-strip footings. Meyerhof, Hansen, and Vesic later provided analytical shape factors that are more rigorous and are universally preferred for current design.
6. When should Meyerhof or Hansen be used instead of Terzaghi?
Terzaghi is adequate only for simple cases: shallow strip, square, or circular footings with vertical central load on level ground. Meyerhof, Hansen, or Vesic must be used whenever: the load is inclined (horizontal component from wind, seismic, lateral earth pressure) requiring inclination factors; the footing is deeply embedded (Df/B greater than 1) requiring proper depth factors; the footing base is tilted (Hansen base inclination factors); the ground surface is sloped (Hansen ground inclination factors); the load is eccentric requiring the effective width method; or a highly accurate shape factor formulation is needed for rectangular footings. In general professional practice, Meyerhof or Hansen is always preferred over Terzaghi because they handle all loading and geometry conditions analytically with published correction factors.
7. How does foundation depth Df affect bearing capacity?
Increasing Df improves bearing capacity through two mechanisms. First, it increases the overburden term q = gamma x Df, which multiplies with Nq in the second term of the equation; for sandy soils with large Nq this effect is substantial. Second, depth factors dc, dq, dgamma (all greater than 1.0 in Meyerhof and Hansen) formally account for the additional confinement and the shearing resistance of the soil above the footing level. For purely cohesive clay (phi = 0), only the depth factor dc contributes (dc = 1 + 0.4 x Df/B in Hansen), giving a modest increase. For sandy soils, both the Nq term and depth factors contribute significantly. Practical minimum foundation depths per IS 1080: 0.5 m below ground surface; 0.5 to 1.0 m below the frost penetration depth; minimum 0.6 m below any soft topsoil or fill.
8. What is the difference between general shear, local shear, and punching shear failure?
General shear failure occurs in dense or stiff soils (dense sand with Dr greater than 67%, stiff clay, SPT N greater than 30). A well-defined continuous shear surface extends from the footing edge to the ground surface with pronounced heaving on both sides. The load-settlement curve shows a clear peak followed by sudden collapse. Terzaghi and Meyerhof equations apply directly. Local shear failure occurs in medium-density soils (Dr 35 to 67%, SPT N = 10 to 30). The failure zone is partial; the shear surface does not reach the ground surface. Settlement is large before collapse and the curve has no sharp peak. Use Terzaghi with reduced parameters: c* = 0.67c and phi* = arctan(0.67tan phi). Punching shear failure occurs in very loose or soft soils (Dr less than 35%, SPT N less than 10) and for deeply embedded footings. The footing punches straight down with vertical shear planes at its edges; no surface heave; continuous settlement without a distinct failure load. Apply Vesic compressibility correction or Meyerhof depth factors to account for this mode.
9. How is bearing capacity estimated from SPT N-values?
SPT N-values are first corrected to N60 (standardising to 60 percent hammer energy) accounting for hammer type, borehole diameter, rod length, and sampler liner. Then corrected to (N1)60 (normalised to 100 kPa reference overburden) using CN = sqrt(100/sigma_v prime), limited to 2.0. Friction angle is estimated using Peck correlations: phi from 25 to 28 degrees for N60 = 2 to 4, up to 38 to 43 degrees for N60 = 31 to 50. Undrained cohesion of clay is estimated as cu = 6 x N60 kPa (Terzaghi and Peck) or cu = 7.5 x N60 (Bowles). Meyerhof (1956) gave direct allowable bearing pressure for sand: qa = N60/0.05 kPa for B less than 1.2 m; qa = N60/0.08 x ((B+0.3)/B) squared for B greater than 1.2 m; both for 25 mm settlement. These SPT correlations are approximate empirical estimates and should be supplemented with laboratory tests and formal bearing capacity analysis for important structures.
10. What is the effective width method for eccentric loading?
When the resultant vertical force does not pass through the centroid of the footing, the contact pressure distribution is non-uniform. Meyerhof effective width method handles this by replacing the actual dimensions B and L with reduced effective dimensions: B prime = B - 2eB and L prime = L - 2eL, where eB = moment about B-axis divided by vertical load, and eL = moment about L-axis divided by vertical load. Bearing capacity is then computed using B prime and L prime for all terms including shape and depth factors. Total load capacity = qa x B prime x L prime. The eccentricity limit e less than or equal to B/6 ensures the resultant stays within the middle third and contact pressure remains compressive throughout. If e exceeds B/6, a tension zone develops which soil cannot resist, and the footing must be enlarged or the eccentricity reduced by repositioning the column.
11. What are the permissible settlements for shallow foundations per IS 1904?
IS 1904:1986 specifies the following permissible settlements for building foundations in India. For isolated footings: sand and hard clay 25 mm total, 18 mm differential between adjacent columns; soft clay 40 mm total (up to 65 mm in exceptional cases), 25 mm differential. For raft foundations: sand 50 mm total, 25 mm differential; clay 65 to 100 mm total, 40 to 65 mm differential. The angular distortion (differential settlement divided by column spacing) should not exceed 1/500 for frame buildings and 1/150 for flexible structures that can tolerate more movement. Differential settlement is more damaging than total settlement because it induces bending moments and cracking in structural elements. For structures sensitive to settlement (turbine foundations, precision equipment, historical buildings), project-specific limits much tighter than IS 1904 values must be set.
12. What is the drained versus undrained analysis for bearing capacity?
Drained analysis uses effective strength parameters c prime and phi prime from CD or CU triaxial tests with pore pressure measurement. It represents long-term conditions after full pore pressure dissipation. Undrained analysis uses total stress parameters cu and phi_u = 0 from UU triaxial or vane shear tests. It represents the critical short-term condition in saturated clay immediately after rapid loading when excess pore pressures have not dissipated. For saturated clay, both must be checked: short-term undrained (using cu, phi_u = 0) and long-term drained (using c prime, phi prime); the more critical governs. For normally consolidated soft clay, undrained strength is typically lower and governs the short-term design. As consolidation proceeds over time, undrained strength increases toward the drained value. For sandy soils, drainage is so rapid that the drained analysis always applies; undrained analysis is not used for clean sands.
13. How does foundation shape (square, circular, strip) affect bearing capacity?
Shape affects bearing capacity through shape factors sc, sq, and sgamma. For the cohesion term (Nc), a square or circular footing has a higher factor than a strip: Terzaghi gives sc = 1.3 for square/circular vs 1.0 for strip; Meyerhof gives sc = 1 + 0.2 x Nphi for B/L = 1 vs 1.0 for strip. This means a square footing has a higher unit bearing capacity in the cohesion term than a strip. For the self-weight term (Ngamma), shape factors for square or circular footings are less than 1.0 in Hansen (sgamma = 1 - 0.4 x B/L = 0.6 for square) and greater than 1.0 in Meyerhof, reflecting different theoretical treatments of the 3D self-weight contribution. For purely cohesionless soil (c = 0) with phi greater than 0, a square footing typically has 20 to 30 percent higher qu per unit area than a strip footing of the same width, due to depth factor and shape factor advantages in the Nq term.
14. What is the relationship between SPT N-value and soil friction angle?
Several empirical correlations relate SPT N60 to drained friction angle phi prime for sands and gravels. Peck, Hanson and Thornburn (1974): N60 = 0 to 4 corresponds to phi = 25 to 28 deg; 5 to 10: 28 to 30 deg; 11 to 30: 30 to 36 deg; 31 to 50: 36 to 41 deg; over 50: over 41 deg. Schmertmann (1975): phi prime = 27.1 + 0.3 x (N1)60 - 0.00054 x (N1)60 squared. Hatanaka and Uchida (1996): phi prime = sqrt(20 x (N1)60) + 20 degrees. These correlations are approximate because N-value depends on many factors beyond friction angle, including particle size distribution, stress history, and test procedure. For important projects, supplement SPT with laboratory angle-of-friction tests (direct shear or triaxial) on undisturbed or reconstituted samples. CPT provides a more reliable phi estimate through the Robertson-Campanella correlation.
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